We may recommend that you use the services of a third-party asset manager (”TPAM”) to manage all or a portion of your investment portfolio. After gathering information about your financial situation and objectives, we may recommend that you engage a specific TPAM or investment program. When determining which TPAM platform to recommend, the client’s best interest will be the main determining factor. Other factors that we take into consideration when making our recommendation(s) include, but are not limited to, the following: The TPAMs performance, methods of analysis, fees, your financial needs, investment goals, risk tolerance, and investment objectives.

Custody

We may recommend your assets be held by one of the premier custodians. Our primary custody relationships include Charles Schwab & C0., Inc and AXOS Advisor Services. (formerly E*TRADE Advisor Services)